Do ISO Lead Auditor Training Days matter?

ISO Auditor

All auditor experience where a prospective auditor participates in a real audit is useful.  But, there is a fundamental question: for ISO management system standards, are auditor training days needed before a Lead Auditor Certificate can be issued?

The answer: No, there is no such requirement in ISO standards.  Indeed no training organisation can certify you as competent Lead Auditor!

Who is responsible for determining Competence?

Competence is in the hands of the Certification Bodies alone.  The ISO standard which applies to work of certification bodies is ISO 17021-1.  Clause 4.3, Competence, of ISO 17021-1 states:

‘4.3.1      Competence of the personnel of the certification body in all functions involved in certification activities is necessary to deliver certification that provides confidence.

4.3.2      The competence also needs to be supported by the management system of the certification body.

4.3.3      It is a key issue for the management of the certification body to have an implemented process for the establishment of competence criteria for the personnel involved in the audit and other certification activities and to perform evaluation against the criteria.’

Clause 7.2.4 of ISO 17021-1, includes the requirement that the initial competence evaluation of an auditor, by the Certification Body ‘shall include the ability to apply required knowledge and skills during audits, as determined by a competent evaluator observing the auditor conducting an audit’.

Here are Facts that Prospective ISO Lead Auditors Need to Know:

  1. Training organisations deliver courses to develop the knowledge and skills needed by ISO Auditors.
  2. A training organisation can certify you as trained, not certify you as competent.
  3. Maintaining Auditor Registers is superfluous – an unnecessary burden and expense often borne personally by many Auditors.
  4. Routine re-training demanded by some training organisations is not a requirement for Certification Body Auditors. It is the Certification Body's responsibility to monitor and maintain Auditor competence, which may include additional training.

To recap, no training organisation can deem you to be a Competent Lead Auditor. Only a Certification Body, whose responsibility it is, can do so.

 

9001 Lead Auditor

Note: Updated in September 2020; first published Jult 2016.

Written by Dr John FitzGerald

Director and founder of deGRANDSON Global. After 15 years in the manufacturing industry, John has spent the past 25 years training, consulting and auditing ISO 9001 and other management systems.

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